Michael J. Bertrand, RP, Director of Operations and Compliance

As Director of Operations, Michael is responsible for overseeing the daily operation of all client investment accounts, providing leadership and advice on all matters of compliance and ethical standards. He has a B.S. in Business Administration with a concentration in Finance from York College of Pennsylvania.

Michael is a Registered Paraplanner as well as a Licensed Registered Representative having successfully passed his Series 7 licensing exam. He also is a member of Cambridge Investment Research, Inc.’s National Operational Council.

Michael is a 2013 graduate of the Harford Leadership Academy and a member of the Harford County Community Development Review Board. Michael coaches travel baseball and soccer for White Marsh Recreation Council, and is a certified baseball umpire.

Check the background of this investment professional at FINRA’s BrokerCheck.